Summer 2000 Research Report

Leslie Barnhorn
"Environmental Enforcement in Brazil"

Photo by Lesley Barnhorn of Rio de Janeiro, Brazil, for her research project "Environmental Enforcement in Brazil."


Purpose and Goals of Trip

In my field work this summer, I visited seven states and conducted over 70 interviews with representatives of the Ministerio Publico, environmental agencies, and non-profit environmental organizations as well as with other researchers. My research this summer had three primary objectives. The first was to construct a national profile of the role of the Ministério Público (MP) in relation to other governmental and non-governmental institutions involved in environmental enforcement. With a greater understanding of the activities of the MP in various regions of Brazil, I am now better able to specify my research questions and determine suitable case study sites for my dissertation research. Second, I sought to explore the availability and accessibility of legal documents and environmental quality data. While I knew that many legal documents were in the public record, I needed to learn my way around the Brazilian system in order to access them. Environmental quality data is important to my research as I hope eventually to compare case study sites in terms of the environmental outcomes achieved under varying institutional arrangements. Third, I wanted to formalize institutional affiliations, interact with local scholars and students, and familiarize myself with relevant local scholarly work.

Description of Activities while Abroad

To construct a national profile, I required information about the activities of the MP, governmental environmental agencies, and environmental groups throughout the country. I began collecting information for this national profile in Sao Paulo, and then visited the capitols of the states of Rio de Janeiro (the capitol is Rio de Janeiro), Parana (Curitiba), Pernambuco (Recife), Mato Grosso (Cuiaba), Para (Belen), and Rio Grande do Sul (Porto Alegre). As such, my national profile incorporates data from two states in the Southeastern region of Brazil, two in the South, one in the Northeast, one in the North, and one in the Central West.

During the first several weeks of my summer, I was a visiting researcher at the Institute of Economic, Social, and Political Studies (IDESP) in Sao Paulo. Researchers at IDESP have conducted studies of the Brazilian courts and Ministerio Publico for several years under grants from the Ford Foundation. There I was able to share my research plans with and learn from other students and professors who have studied the Ministerio Publico. In Sao Paulo, I also began my interviews of public advocates, agency personnel, and environmental group leaders by conducting ten interviews.

I then spent a week in Rio de Janeiro where I have an institutional affiliation with the Institute of Law and Society (IDES). In addition to strengthening this institutional affiliation, I collected the information I needed about the institutions involved with enforcing environmental law by conducting nine interviews. In Curitiba, I conducted eleven interviews. In Recife, I conducted twelve interviews. In Cuiaba, I conducted eleven interviews. In Belen, I conducted 12 interviews, and in Porto Alegre, I conducted five.

When conducting interviews of public advocates at the MP, I collected information regarding variations in the MP's organizational characteristics; the extent to which the MP is active in environmental cases and the types of cases; the degree to which formal legal actions such as investigations and lawsuits are utilized; the extent of cooperation with organized civil society groups, particularly environmental NGOs; the types of defendants pursued whether private or public; and legal and environmental outcomes.

When conducting interviews of environmental agency personnel, I asked about the agency's structure and history, enforcement powers, types of enforcement activities carried out, relationship with the MP and environmental groups, opinions about the agency's strengths and weaknesses, opinions about the environmental activities of the MP, the agency's human and budgetary resources, and availability of environmental quality data.

In interviews of environmental group leaders, I collected information about the types of activities carried out by their group and other local environmental groups and their opinions regarding the work of the MP and the environmental agencies.

In addition to interview data, I consulted and acquired copied of relevant documents and publications in each study location.

Relationship of my Field Research to my Degree Goals

The field work conducted this past summer was preliminary dissertation research. The opportunity to conduct this research has significantly strengthened my dissertation prospectus, allowing me to verify sources of data, hone my research questions and hypotheses, identify suitable case studies, strengthen institutional affiliations, and make additional contacts throughout the country.


Lesley Barnhorn is a graduate student in the Department of Sociology

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